THE WORLD OF EMPIRICISM[1]
Bas C. van Fraassen
Princeton University
My topics today are the relation between
science and myth, and the possibility of empiricism as an approach to life as
well as to science. But philosophy is a
thoroughly historical enterprise, a dialogue that continues in the present but
is always almost entirely shaped by our past.
So I will devote the first half of this talk to setting the historical
stage.
A. TWO
PHILOSOPHICAL TRADITIONS
There are two main traditions in
philosophy about science and about our knowledge of nature; I'll refer to them as realist metaphysics
and empiricism. Both of these can
be approached more narrowly as concerning how we should understand
science. But we can also think of them
more broadly as concerned with making sense of the world and at the same time,
of our attempts to make sense of the world.
For the realist, science is a journey of
discovery. In fact, realists think of
philosophy and science as jointly trying to uncover what is really going on in
nature, even "behind the scenes" so to speak. And at the same time, the realist sees
science as aiming at real understanding of how nature works, and why it is the way it is. The two aims, of discovering what the world
is like, and understanding or making sense of it, are not automatically the
same! But for realism there is no
tension between them -- they are happy to identify the What and the Why. All
of this presupposes of course that there is a Why, that for everything
there is a reason. Another way to
characterize realist metaphysics, more or less equivalently, is as
follows. For realists the question Why?
has absolute primacy; and they presuppose that it must have an answer
always. Science is then conceived of as
taking on the task of answering that question. What sort of answers is it
supposed to get? Realist metaphysical
systems, which are proposed as extensions of and continuous with science -- or
else extant science itself, under some realist interpretation -- give the
answers, and do so by postulating "deep" facts about the world. In other words, realists are satisfied with
answers-by-postulate.
It is not equally easy to characterize
empiricism. Mostly empiricists have
distinguished themselves by their negative, critical reactions to various sorts
of realism. Happily we possess a
dramatization of what it is like to become an empiricist through bone and
marrow. I at least have always
understood Jean-Paul Sartre's novel Nausea as doing exactly that: the
protagonist Antoine Roquentin is in the agonizing process of becoming what I'll
call a classic empiricist.
Eventually Roquentin says:
Now I knew: things are entirely what they appear
to be -- and behind them ... there is nothing.
This is an extreme form of empiricism:
Roquentin denies the realist assumption that there is something to be
known or found "behind" the phenomena which appear to us. Later I will quote him some more to point up
some of his agony with this way of being in the world. I will also argue that not every way of being
an empiricist needs to entail such agony.
Not every empiricist is
equally extreme in his or her conclusions.
To reject realism it is enough to become agnostic about what the realist
says we need to find. But a
thoroughgoing agnosticism may not be any more comfortable, for it lacks even
the sense of certainty that comes with saying "There is nothing
there!"
The philosophical reactions
that I identify as empiricist through the course of history have always in the
first instance been rebellions against realism.
The empiricist comes across as being "against theory", calling
us back to experience. He or she is thoroughly sceptical of the philosophical
stories about why experience must be this way or that. Realists counter that this will lead us into
utter, debilitating scepticism, that it will deprive life and the world of all
meaning and intelligibility.
It is a sad fact that when
empiricists have tried to do something more constructive, they often just ended
up doing metaphysics too. Often they
were seduced by the assumption that we can give meaning to life simply by
attributing some postulated "deep structure" either to the world we
live in, or to our experience.
Empiricism cannot simply go at right angles to the realist course; if it
is to work at all, it must step out of that plane of motion altogether. The realist sees our epistemic enterprise as
achieving a world picture, something that purports to be the One True Story of
the World. Outright denial of his world
would push us simply into a rival world picture. I want to raise the possibility of life
without a worldview -- at least without the sort of worldview that metaphysical
realists hold out for us as the aim of science and philosophy.
B. CLASSIC EMPIRICISM
The story I shall tell in
this part is a drama in three acts.
Aristotle insisted that science aims not just to describe the phenomena
but to explain them. He then immediately
went on to identify explanation with description of something
"deeper". This led to a view
of science as describing necessity in nature (as opposed to the
"merely" actual), or laws of nature (as opposed to "mere"
regularities). The nominalist/empiricist
rebellion of the late Middle Ages challenged any such enterprise which requires
empirical science to reach for something far beyond empirical ken. In the third act the realists face the
empiricists with a tragic dilemma: either you resign yourselves to living in an
utterly meaningless world, or you must believe something not because your
experience leads you to it, but purely to escape this meaninglessness.
Of course I admit what will
already be obvious to you from this little synopsis: I am giving you a rather
biased history of philosophy. But you
know my bias: I want to be an empiricist, in some way that makes sense for us
today.
1. Aristotle's view of
science: the What and the Why
Let us begin with Aristotle's
account of the eclipse. We find him
focussing on eclipses of the moon.
Loking back from the twentieth century, we think immediately that the
reason is not far to seek. A lunar
eclipse is visible at the same time to a large part of the earth, while the
solar eclipse is visible only in a small part.
Therefore quite accurate predictions were possible for lunar eclipses,
but not for eclipses of the sun. But
when we then check Aristotle's discussions, we find to our surprise that they
are not at all concerned with this difference in predictability!
What does he discuss
then? He discusses what an eclipse is. To him, the aim of science is to reach
understanding, to know the reasons why things happen the way they do. Then it turns out that according to him, we
understand such a phenomenon as the eclipse when we know what an eclipse is:
the question 'What is eclipse?' and its answer
'The privation of the moon's light by the interposition of the earth' are
identical with the question... 'Why does the moon suffer eclipse?' and the
reply 'Because of the failure of light through the earth's shutting it out'.
(Posterior Analytics
II, 2, 90, 7-18)
Persuasive. But he must have
something quite special in mind when he emphasizes the "is" in
"what it is." Eclipses are
many things -- perhaps, for example, the eclipse is the one lunar phenomenon that
has struck terror in the hearts of millions -- but they don't all help to tell
us why there are eclipses. So Aristotle
envisages a sort of hierarchy or priority of properties: some properties are essential, others
merely accidental. The essential
ones answer the Why-question as well.
This hierarchy in what the
thing is, comes from an asymmetry in explanation. If A explains B, you cannot also say that B
explains A. To take a modern example: The light reaching us from distant galaxies
exhibits a red shift if those galaxies are receding from us; and vice versa:
those galaxies are receding from us if their light has this red shift. Yet it is the receding motion which explains
the red shift -- and not vice versa.
Aristotle himself gave two examples: the planets do not twinkle (unlike
the stars) because they are near; the moon waxes and wanes as it does because
it is spherical. In each case, we are
disinclined to add "and vice versa".
To account for these
asymmetries, then, Aristotle holds that some properties of a thing are
'essential' to it, and others not essential but 'accidental'. The paradigm of explanation for him, is
appeal to what is essential in order to acount for the accidental.
But what is essential? We are never told completely. Part of the answer is that only what is
necessary is essential. Hence, an
explanation of the phenomena through appeal to what is essential, is partly
this: to show why the phenomena had to be what in fact they were, they had
to happen in the way they did.
This is how the idea of necessity enters the discussion: the asymmetry
of Why? engenders an asymmetry in the What? which is traced to an
asymmetry between contingency and necessity.
But this new distinction is no less mysterious than the preceding one.
2. Medieval realism
Aristotle's account of the
world was developed in depth by the medieval philosophers, such as Thomas
Aquinas and Duns Scotus. Because they
were also theologians, they had in principle available a quite simple account
of those distinctions which Aristotle had introduced into natural
philosophy.
Let me first tell you
something about how they saw the world.
Consider this piece of chalk. It
must fall if I release it. It must break
if I apply a mere ten pounds of pressure on the middle. You can see that it is white; but you would
know that if I kept it hidden and merely told you that it was pure chalk. The reason -- they would say -- is that all
those things are necessary to chalk, it is the nature of chalk. To this extent the world is determined.
Besides this deterministic
aspect of the world they also recognized chance and free will. In fact, we today can see a rudimentary idea
of statistical science in what Aquinas says about this:
The majority of men follow their passions, which
are movements of the sensitive appetite, in which movements heavenly bodies can
cooperate, but [a] few are wise enough to resist these passions. Consequently, astrologers are able to
foretell the truth in the majority of cases, especially in a general way. But not in particular cases.
Summa Theologiae
I, Qu. 115, a. 4, ad Obj. 3
The medievals saw much more chance, and much less determination in the
world than people do today, even now.
But Aquinas, following
Aristotle, would not have classed all that as science. A stone could begin to roll down a hillside
"just by itself", or a person could "just decide" to give
in to some passion. Such accidental phenomena
are classed as not within the realm of scientific knowledge. The aspect of the world covered by scientific
explanation was exactly what is determined by the natures of things, that is,
what is necessary. Their world is partly
indeterministic, but science describes what is necessary, i. e. deterministic about
that world (see e.g. Aquinas, Commentary on the Post-Anal. I, lect. 16,
6-7; Summa contra Gentiles II, 23, 2).
I said that as theologians,
they had an explanation available: some
things God decreed, and some he left open (so to speak). Actually that just pushes the issue one step
farther back. Here is the puzzle. Suppose -- to take one of their examples --
that wood always burns when heated. What
exactly did God decree: that wood will always burn when heated, or that wood
must always burn when heated? That
certain things will always happen or always be thus or so, or that they have
to be always that way? Are there
some things that happen every time, but are not necessary?
Let me try to convince you
that philosophers are not perverse when they draw this distinction. You make that distinction too. Suppose we could equate: X never happens = X
is impossible. That would also
mean: If something is possible, then it
will happen at some time or other. If
you believe that, then you never need to use the words "possible"
again. Nor its cognates like
"impossible" or "necessary." Because, if you believe that, the things that
are possible are exactly the things that are actual at some time or other. In that case you could always use the word
"sometimes" instead of "possible."
But I'm sure you are not
happy with that idea. For example, you
believe that the human race will never enter a giant suicide pact and do away
with itself -- but you won't say that it couldn't possibly do so. Even what you
and I could do today, what is possible for us, is not exhausted by the few
things we will actually do at some time or other.
Why is this important? Well, if those medieval realists are right
about what science is,then science has to discover not just what always
happens, but what is necessary. In other
words, the task of science is to divide the things that always happen in a
regular way into two classes: the ones
that just happen to be that regular ("mere" regularity), and the ones
that are that regular because that is how they have to be ("necessities in
nature", "laws"). But the
problem for us humans is that we can't tell the difference just by looking at
what actually happens -- and still, that
is all that we ever get to see.
How would it help to bring
God into the picture? If the distinction
is one He can make, if it comes for example from what He decreed and left open
at creation, we still have to ask: how can we make sense of science as a
humanly possible enterprise?
Aquinas himself insisted on making room for this enterprise, though with
the reason that to think of every necessity as directly connected to God's will
(rather than having been instilled in nature, so to speak) was to denigrate
Creation.
3. The Nominalist/Empiricist
rebellion
Happily I can refer you to
another literary dramatization: Umberto Eco's The Name of the Rose. The character William of Baskerville
personifies the intellectual rebellion of such philosophers as William of
Ockham. The Nominalists of the late
Middle Ages concluded there are no necessities in nature, no necessary
connections (in later terminology: no laws of nature). On the theological side they merely said that
of course it was necessary that if God willed something then it happened. But within nature by itself, there is no
division between necessary and merely actual.[2]
These Nominalists of the
fourteenth century turned upside down the whole conception of the world and of
science. Their movement marks the true
birth of Empiricism. Of course they also
have to show us that they can make sense of the world we live in, and of the
scientific enterprise. Typically they
begin with a simple point from logic.
Consider the assertion that wood must burn when heated. Here is a piece of wood, namely a table. Should we conclude that it will necessarily
burn if heated? Is it impossible for it
to stay whole if I put it in a furnace?
I think that you are all nodding yes to yourselves.
But let me give you an
parallel example. It is not an accident
or coincidence that all bachelors are unmarried. Bachelors are necessarily unmarried. Now let me see if there is one in the
audience. You, sir, are a bachelor? All right, then, should I now turn to you all
and say: Behold, here we have one, a
person who is necessarily unmarried, a person who could not be married? Actually there is nothing wrong with him, as
far as I can see!
Similarly for a piece of
wood: if it didn't burn when heated, we
would say: It looks like wood in almost
every respect, but it is not wood. If I
say this very thing must burn when heated, that is elliptical -- I
expect you, the listener, to supply a tacit clause like "Given that it is
made of wood, as we all know." But
in that case, the necessity is merely verbal.[3]
As you can imagine, this
raised a storm of protest. To the
realist it is crucial that some things are really necessary and really
possible, not just verbally. You really
cannot jump over this building, though you really can jump over a doorstep --
that is not just a matter of words. Just
try and you'll see! Don't such examples
show that there are real necessities in nature?
No, in fact they don't. For
perhaps we just say such things -- use the words "really can, really
cannot" -- to express a very strong conviction that they won't
happen. In that case, the use of those
words says a lot more about us than about nature.
The realists answered that
there were two things that all science aims at, and that are impossible for the
nominalist. The first is reasonable
expectation, and the second explanation. If there is no reason "in" this
table that makes it burn when heated, then there is no reason to expect
that it will. No reason to expect that
individual matches will burn, or water quench thirst next time you drink, or
that Rosemary's baby will be human. And
secondly, if the nominalist is so perverse as to keep expecting that babies
born from humans are always human, and so forth, then he has no explanation of
that fact, he can't explain why the world should be so regular.
Let me quickly illustrate
this with one of their actual disputes, which we look back on today as
prefiguring Newton's first law of motion.
When the thrown stone leaves the hand, what keeps it going? By Aristotelian principles either this stone
continues to act on the air, cleaving it, or the air acts on the stone so as to
push it forward. Neither sort of account
was very successful; yet it was insisted that there must be some such
reason. William of Ockham's reaction was
characteristically radical: the question of what keeps the stone moving,
he rejects.
If you insist that the moving body does not move
unless it acquires something which it did not have before, I answer that indeed
it has something new, . . . namely a different location. And if you further inquire as to what is necessary
for the body to be in that place, I reply that nothing else is required but a
body and a place and the absence of any intermediary.... [4]
We probably shouldn't blame the medieval realists too much for resisting
this. Even Newton, though he made it his
first principle that things retain the same motion unless interfered with,
still kept thinking that perhaps he had to appeal to some special sort of force
(vis insitae, or vis inertiae) to make it intelligible. The realist instinct, that there must always
be some deeper reason for everything, dies very hard.
4. The recent aftermath of
this debate/Today
This debate, as I have said,
began in the fourteenth century; these debates happened five hundred years ago
-- but don't think that they aren't happening now! Writers who discuss today's physics sometimes
have little sense of the history, and so they just repeat it, badly. The Einstein-Podolsky-Rosen paradox and
violations of Bell's inequalities have furnished many examples of this, both
from philosophers and from scientists.
A nominalist or empiricist
does have to explain how reasonable expectation is possible. What he must say is really quite simple: I believe, just as you do, that every time a
stone is released it will fall. I
believe that there is this regularity in the world. Whatever reasons you have for saying that
something is necessary, are for me simply reasons to think that it is so.
The realist then says: OK, perhaps you can have expectations and
predictions, but you cannot explain
them. You have no reasons to show why
these things have to happen the way they do. The nominalist admits that. But he does not give such primacy to the Why?
question. There is explanation, he says,
but only in the mundane sense that sometimes we are puzzled, and we need the
missing pieces for our puzzle -- but there very ordinary information will do
just fine, and science can serve us by providing this very ordinary sort of
information about how things just happen to be.
In every century the battle
of empiricism against realism is fought again.
I don't expect you to be convinced yet by my side of the story. Perhaps you too feel a great dismay that the
empiricist deprives us of so much that might comfort us in a hostile
world. And it is true, it does: all it can offer is the agony and the ecstasy
of freedom in a world governed by no laws except those we create ourselves:
We are born by accident into a purely random
universe. Our lives are determined by
entirely fortuitous combinations of genes.
Whatever happens happens by chance.
The concepts of cause and effect at fallacies. There are only seeming causes leading
to apparent effects. Since
nothing truly follows from anything else, we swim each day through seas of
chaos, and nothing is predictable, not even the events of the very next
instance.
Do you believe
that?
If you do, I pity you, because yours must be a bleak and
terrifying and comfortless life.
I quote this from Robert Silverberg's The Stochastic Man, a
science fiction novel.[5] This is the world of empiricism. It is the world of Sartre's hero Antoine
Roquentin in Nausea, it is a world in which anything is possible, and
whatever happens merely happens, and not because some thing greater is making
it happen world picture. Here is the
famous passage in which those apparent limits to possibility dissolve to his
eyes:
I went to the window and glanced out .... I murmured:
Anything can happen, anything.
Frightened, I looked at these unstable beings
which, in an hour, in a minute, were perhaps gonig to crumble; yes, I was there, living in the midst of
these books full of knowledge describing the immutable forms of the animal
species, explaining that the right quantity of energy is kept integral in the
universe; I was there, standing in front of a window whose panes had a
definite refraction index. But what
feeble barriers! I suppose it is out of
laziness that the world is the same day after day. Today it seemed to want to change... then, anything,
anything could happen.[6]
Roquentin also describes the security of others, who live in an
illusory sense of ontological security:
They aren't afraid, they feel at home. All they have ever seen is trained water
running from taps, light which fills bulbs when you turn on the switch.... They
have proof, a hundred times a day, that everything happened mechanically, that
the world obeys fixed, unchangeable laws. In a vacuum all bodies fall at the
same rate..., the public part is closed at 4 pm in winter, at 6 pm in summer,
lead melts at 335oC, the last streetcar leaves the Hotel de Ville at
11:05 pm. They are peaceful, a little morose.... Idiots.[7]
This is frightening; to lose our sense of necessity is to lose our sense
of security.
But the danger of losing our
emotional and intellectual comforts is not an argument. You will be reminded of those 19th century
clergy men in Ibsen settings, losing their faith and arguing that religion was
indispensable, because otherwise life would lose all its meaning, and they
would not be able to continue to live.
Well, as a philosopher I have to counsel suicide before an invalid
argument ...
So I conclude: There are no necessary connections in nature,
no laws of nature, no real natural bounds on possibility. Those ideas all resulted when philosophers
projected familiar models on the natural world.
Really, nothing is necessary, and everything is possible.
I mean this. All of the above is true. Yet I did not come here today to tell you
that we have a bleak and comfortless life.
What I reject is those philosophical ideas about where to turn for
comfort. I am referring here to the
realists' identification of understanding with knowledge of "deep"
facts about a reality behind the scenes of the phenomena. Science is our paradigm enterprise of
empirical inquiry, and I value it very highly -- but not as the acquisition of such
knowledge. Now I better try to make good
on this by showing that there is another way to go.
C. POINTS OF VIEW/SCIENCE AND MYTH
Is there a constructive side
to empiricism? or does it make the search for meaning and meaningfulness
hopeless? Is meaning just a matter of
the psychopathology of everyday life?
1. What is our relationship
with our world-pictures?
There is more to the role of
science in our lives than prediction, expectation, and practical opinion. Science has transformed our world-view. Empiricists have often been tempted by some
form of instrumentalism: science is
"merely" an instrument. If
science were a mere instrument, like an abacus or a calculator, how could it do
that? Abacuses do not transform a
world-view. Getting the idea of how
the abacus works might do that, but not its mere use.
In attempting a positive
account, I shall take a cue from Nietzsche, and liken science to myth. Myths, after all, do have the power to
transform man's consciousness of the world.
As soon as I say this, I know
you begin to suspect the worst about me.
After all, we use the word "myth" practically as a synonym for
"falsehood", and now maybe I am going to say that science is nothing
but a myth. Well, I better correct those
impressions right away.
First of all, the word "myth" does not strictly
speaking imply falsehood at all. A
Christian or Jewish theologian can certainly compare the Judeo-Christian
mythology with such rivals as the Pagan myths or the Hindu-Buddhist
mythology. He or she does not say that
these are all on a par, but only classifies what the Judeo-Christian tradition
gave us as significantly similar to
those rival mythologies.
Second, about the
"nothing but" manoeuvre. This
has an absolutely fatal fascination for philosophers. But "nothing but" is logically not
simple. Consider the statement
Jesus was nothing but a
story-teller.
This presupposes that Jesus was a story-teller; and, then adds that he
did not belong to any signficant subclass of story-tellers. To deny it categorically is to say that Jesus
was indeed a story-teller, but of a special sort. After this preamble, I think you'll not
misunderstand me: I categorically deny
that science is nothing but a myth.
2. What exactly is a myth?
Some discussions of myth by philosophers,
literary critics, psychologists, anthropologists, and theologians, have aimed
at a definition of myth. There is so
little agreement, that I shall only try to describe salient features.
A myth is a story. This will have to be qualified; but let it
stand for now. Myths must be
distinguished from such types of stories as legends, parables, allegories, and
popular history.
Legends and popular history are stories that purport to be true. There is no such purport in the case of
parables or allegories. These are
distinguished by having a point or significance for morality or the meaning of
life.
Sometimes myth is just
defined as a combination of these two features:
a myth is story that both purports to be true and has the kind of
significance that parables and allegories have.
This cannot be a good
definition, for it would make the even story of George Washington and the
cherry tree a myth. (Or the story which
everyone in America knows, of the boy who saved Holland by putting his finger
in the dike, to keep the sea out .... In
America they even know the name of that boy!)
Under the urging of
anthropologists such as Malinowski, myths have now come to be discussed largely
in terms of their function. In the
nineteenth century there was a school that saw myths purely as embryonic
science: the function of myth is to
explain natural phenomena (paradigm: the Creation myths).
The opposite extreme was espoused by philosophers like Ernst Cassirer
and Susanne Langer. According to them,
the function of myth was that it furthered a sense of harmony within society
and with nature (paradigm: the Myth of the State). Today's anthropologists blend such extreme
conceptions, and assign functions of both sorts to myth:
The myths of the Australian aborigines, which deal
with the creation of their Universe and the establishment of their rules of
human behavior that all must follow,... are the foundations of their social and
secular and ceremonial life.
The myths that support these philosophies provide
the aborigines with a reasonable explanation of the world in which they live;
the stars above them, the natural forces of wind, rain, and thunder and the
plants and creatures that provide them with food.[8]
I think there can be no doubt that science can and does serve functions
of both those sorts. In his lecture
earlier today Prof. Feyerabend gave us some examples of those social functions
of science.
3. The rivalry between myth
and science
One conclusion seems
inescapable. Science presents itself, in
each culture, as a rival to the mythical world picture, and aims to replace it
with a new world view. To illustrate
this, let me quote not a scientist but a theologian. Rudolf Bultmann emphasized this in the
strongest terms in recent theological debates:
The cosmology of the New Testament is essentially
mythical in character. The world is
viewed as a three-storied structure, with the earth in the centre, the heaven
above, and the underworld beneath.
All this is the language of mythology, and the
origin of the various themes can be easily traced ... To this extent the kerygma is incredible
to modern man, for he is convinced that the mythical view of the world is
obsolete.[9]
Bultmann adds, "It is simply the cosmology of a pre-scientific
age" and "We no longer believe in the three-storied universe which
the creeds take for granted."
But where exactly does the
rivalry lie?
There is no obvious rivalry between any little
scientific theory and any little myth, such as, say, Archimedes' statics and
the Oedipus myth. But the Greek
mythology as a whole, like the Judeo-Christian mythology and the Hindu-Buddhist
or Islamic mythology, is a different matter.
So let us distinguish between
little myths, like the Oedipus myth, and great myths, like the
Judeo-Christian, or the Hindu-Buddhist myth.
This is the point where I must qualify the idea that a myth is a
story. Certainly little myths are
stories. Sometimes they are stories of
what happened on specific occasions, such as the Fall, or Zeus' advent to
hegemony; sometimes accounts of repeating or repeatable events, such as Apollo
driving his chariot across the heavens from East to West every day, and the
transsubstantiation of bread and wine in communion.
Little myths are stories, and
they are stories that change. Sometimes
they die altogether, sometimes they reemerge at a later point. A little myth may be born and die, in many
versions that differ with time and locale, subject to different interpretations
-- and all that under the aegis of a single great myth. Little myths change, but the great myth
endures.
The Great Myth too changes
and develops. But its developments are
not mainly changes in its narrative. The
Judeo-Christian myth had short periods of drastic change or rapid development
around the times of Moses, St. Paul, and Aquinas, to name but three. These were developments where we can truly
speak of conceptual revolutions.
At those points, there is not merely a change in little myths. For a long time, for example, God was an
agent within history and within time.
But at least as of the Middle Ages, God is trans-temporal and
trans-phenomenal, trans-historical (in Jewish as well as Christian and Moslem
theology).
Little scientific theories,
like little myths, come and go:
phlogiston emission gives way to oxidation, light particles to light
waves to photons. Some little theories
persist, but their details and the way they are understood changes from epoch
to epoch: this is the way in which
Archimedean statics and Huygen's theory of collision persist till this very
day. Meanwhile, Science endures: we are engaged in the same enterprise as
Archimedes.
But though it has endured,
science has gone through several short periods of intense development amounting
to genuine conceptual change, such as the Galileo-Newton and Planck-Heisenberg
period.
It is exactly here, in what
we may call Great Science and Great Myth, where the main rivalry occurs, that
we also see the most striking parallelism.
Myth is cosmological,
presenting a picture which embraces the whole world and all of history. The drama it presents is an on-going
one. Science is cosmological: global in compass, embracing the whole world
and total world history.
Myth is narrative, in
that it presents a drama unfolding in time, and a description of certain kinds
of processes. But there is a point
which, as far as I know, each great myth reached, at which the dramatis
personae come to be seen as transcendent. This
is the point of paradox, where myth breaches the categories derived from
common sense, and history is seen as a reflection of something not itself set
in time and space. Science too is
narrative, writing for us even a brief history of time -- and of the cosmos
evolving in time. But with relativity
and quantum theory, it also reached the point of paradox. The categories of time and space are
subsumed, "aufgehoben", in space-time, particles no longer have
definite spatial trajectories, duration and dates even become subject to
indeterminacy. The dramatis personae
have become extra mundane.
Myth is explanatory;
it explains both the natural order and the development of the social
order. So does science. Myth has a strong grip on the human
imagination; it supplies the classification and the categories, the
pigeon-holes and concepts, the categoreal framework within which every
subject is placed and understood. So
does science.
4. Parallel debates
concerning language
I just want to describe very
briefly one more parallel. This concerns
the irreducibility of the language of science and of myth, the impossibility of
translating them into more "hygienic" language.
Let me begin with the debate
in recent theology, from which I have already quoted above, about
demythologizing the Gospel. Bultmann began
by describing the mythical world view that underlies the New Testament and
contrasting it with out present world view which is largely determined by
science. He maintained that the Gospel
has not lost its significance, but that it needs to be represented in terms
compatible with our present world view.
After a great deal of
demolishing, using both the scientific outlook and the results of historical
scholarship, Bultmann also sketches a contemporary presentation of the Gospel;
and he does so in existentialist terms.
But as Karl Jaspers pointed
out, this is not demythologizing so much as translation into another, modern
mythical framework. [10] Perhaps
the content of a myth cannot be rendered except in mythical terms. If so, myth is untranslatable, in a certain
sense. We must distinguish this
immediately from the sense in which poetry is said to be untranslatable. When a myth is translated into another
language, even very badly as by a Sunday school teacher, it still immediately
felt as myth. This is also true of
science, mutatis mutandis; poetry is almost totally lost in such a case. The point is rather that if Jaspers is right,
myths are not interpretable into non-myth; "Myths interpret each
other."
Bultmann lost that debate in
practice. Those on Bultmann's side
freely grant that as pastors, they continue to talk the New Testament language
of Resurrection and a Second Coming: the mythical element is not eliminated but
reinterpreted. The myth of bondage and
conviction of sin becomes the myth of the stranger and nausea; the myth of
redemption and second birth becomes the myth of freedom, encounter, and
authenticity.
Parallel to this de facto
consensus about the language of myth we find a rare philosophical consensus,
between today's realists and empiricists, about the language of science. Early in this century there was indeed the
idea that science can be "demythologized" in some strict empiricist
way. But that idea had to be abandoned
already more than 50 years ago. The
language of science cannot be reduced through "operational
definitions" or translation into a hygienic pure observation
language.
Philosophers are often slow
to adapt to their own discoveries and advances, however. As a result, the sense of transition to a
truly non-reductionist view of science did not become prevalent till the
sixties.[11] In the aftermath, the stamp of orthodoxy
placed on this realization was somewhat confusingly associated with scientific
realism, and equally with Feyerabend and Kuhn, who are also readable as critics
of scientific realism. No distinction can be drawn between between
the theoretical and the non-theoretical, and there is not even in principle,
however attenuated, any way to isolate a non-theoretical foundation for our
conceptual framework. Theoretical discourse is irreducible. Theories can at most be interpreted in other,
later theories; as Newton's mechanics was re-interpreted (as of restricted,
approximate validity) by Einstein.
Briefly: demythologizing the language aof science is impossible.
This additional parallel
between philosophical and theological debates
throws a corollary light on a phenomenon we see both in science and in
the varieties of religious experience: that of conceptual immersion. If the language to be used is not
translatable without loss into something conceptually poorer, then to speak it
we must allow ourselves to be guided by the entire picture presented. There is no disengaged alternative.
D. THE SCIENTIFIC SPIRIT
1. The demarcation of science
and myth
After all this, you may think
that at this point you know very well what my conclusion is going to be. You may very well think that now I am going
to say:
1) Meaningfulness always came from immersion/
enchantment in a Great Myth -- such as the Christian Myth in the Middle Ages in
Europe;
2) Science too is a Great Myth, providing us with
a worldview able to replace the lost Myths of the past; 3) Meaning will be regained if we immerse
ourselves now in this new Great Myth:
Let the Scientific
Middle Ages Begin!
Nothing is further from my mind.
I do think that there is a great difference between science and the
older myths -- not an essential black-and-white difference, but still a
difference in fact and of degree which is of enormous importance. And I think that scientific realists miss or
obscure this difference exactly because they focus on content rather
than function.
What is so crucially
different about science? Let me quote
again from Bultmann, who had some stake in this:
The science of today is no longer the same as it
was in the nineteenth century.... The
main point, however, is not the concrete results of scientific research and the
contents of a world view, but the method of thinking from which world
views follow.
The contrast between the ancient world view of the
Bible and the modern world view is the contrast between two ways of thinking,
the mythological and the scientific. The
method of scientific thinking [... is] the same in modern scientific research
[but the theories] are changing over and over again, since the change itself
results from the permanent principles[of this method].[12]
Karl Jaspers already objected that there is a good
deal of old and data philosophy of science in Bultmann's writings. The caricature we can read into it is this: (i) in myth, content is what is important, and
the commitment is to a world picture;
but in science, the method of inquiry is what matters and commitment is to a
method; (ii) within myth, questioning
beyond a certain point is a sin; within science everything is subjected
rigorously to proof and experimental test.
This appealingly simple picture is a mess of half-truths and
propaganda. But I must emphasize the
"almost." Let us count the
ways in which all this is false. (A) When we contrast science to myth and
superstition, we are contrasting content, not method.
(B) No
theory is established by proof, experimental or otherwise. [To accept a
theory is ipso facto to go beyond the facts.]
(C) Scientists
follow that scientific ethic in practice only to a limited extent (as Paul
Feyerabend emphasized today. [Perhaps progress in science would also be
impossible if the ethic of systematic doubt were not held in check in
practice. How many geniuses can a
science afford, in one century?]
(D) The
attitude prescribed by the scientific ethic is also possible -- perhaps to the
same limited extent as in science -- within myth in general. [Indeed, the major
and radical changes to which the great myths too are subject argue that there
is an underlying commitment which transcends, and is not indissolubly linked,
to belief in particular content.]
However all this may be, I think Bultmann put his finger on the crucial
aspect of science, in which in practice and in ethic it sets itself apart from
all its actual rivals. We should not
exaggerate its extent, but we cannot exaggerate its importance.
For this is the creed and
regulative ideal of science: that our
first and overriding commitment shall be to the method, uncompromisingly
rigorous, which sweeps before it like chaff the inadequate structures of
earlier hypotheses. The holy war in
which the religious devotee systematically destroys the "old man" (to
use St. Paul's term), uprooting one by one the binding desires and illusions in
his soul, is transposed by science to its own growth. The primary commitment is to this method with
its ideal of constant revaluation and self-critique; all commitment to content
is secondary. This is the peculiarity of
science among myths.
The hierarchy of
responsibility is inverted; in the old myths, to avoid doubt about may be
piety, in the new it is treason.
2. Realism's mistaken moral
Scientific attitude as
transvaluation of all values? Yes, that
is what I mean.
If this conclusion about the
primacy of method vis à vis
content in science is correct, then realism has throughout mis-focused the
debate. For if the realist metaphysician
reifies content, then he does for science what the superstitious do for
religion: he averts attention from
its significance to the vehicle of that significance.
What this means is that
acceptance of science, and appreciation of its worth, does not require us to
believe that it is true. On the
contrary, the important point about scientific activity is not that it provides
theories which every generation in turn can take as truth, but rather that it
accustoms us to giving up our beliefs, to change and alter them, to value them
without being in bondage to them.
Can we feel secure and at
home in a world without the certainty that we know what it is really like?
This sounds like a
psychological question; and in that form a philosopher has no business or
interest in answering it. But actually I
think that in a psychological sense the question does not arise at all: we have never had any objective certainty in
our interpretation of what is "really going on", and never will. We
have seen the content of the scientific world picture change radically, and we
fully expect there to be more scientific revolutions in our future. So if a psych came along and told us we cannot
cope unless we have full belief in some specific world-picture, he'd just be
advising refuge in self-deception.
The scientific attitude,
which the empiricist celebrates, does not lead to despair and futility or
disorientation. There is a loss when you
first lose your certainties, and a temptation to seek refuge in some artificial
certainty. When the refuge sought is in
some part of science adapted as dogma, we call that scientism. That is a sort of science on a metaphysical
pedestal, with the current content of science erected into a final measure of
all truth and value. Believe me, that is
not science -- it is superstition, no matter how scientific it is made to
sound. Tothe extent that scientific
realism shades into scientism, it has the same pitfall: to require the
sacrifice of the intellect, the desperation of "Credo ut
intelligam".
What is the alternative to
reifying the content of science? The alternative is to accept the challenge of
intellectual maturity: to let your faith
be not a dogma but a search, not an
answer but a question and a quest, and to immerse yourself in a new
world-picture without allowing yourself to be swallowed up.
Science allows perfectly well
the sceptical discipline that accepts the appearances alone as real, and all
the rest as a unifying myth to light our path.
______________________________________________________________________________
NOTES
[1]Presentation in public lecture, Leiden (May 27, 1992);
published pp. 114-134 in Jan Hilgevoort (ed.) Physics and Our View of the World.
Cambridge University Press, 1994..
[2]See e. g. Ockham Prol. Sent. 904 and Summa
Totius Logicae III, II, q. 5; cf. M.H. Carré, Realists and Nominalists
(Oxford: Oxford University Press, 1946).
[3]Cf. Ockham, Sent. I, D.1, q. 6, J; S. tot. log. III, II, 5, 64v,
discussed by E. A. Moody, The Logic of William of Ockham. See further E.A. Moody, Studies in
Medieval Philosophy, Science, and Logic (Berkeley: University of California Press, 1975).
[4]Summulae in Phys. III, 7; cf. Reportatio II, Q. xxvi, N. sqq., pp. 139-141 in P.
Boehner, Ockham: Philosophical
Writings (Edinburgh: Nelson, 1957). See further E.A. Moody, Studies in
Medieval Philosophy, Science, and Logic, and E.J. Dijksterhuis, The
Mechanization of the World Picture (Oxford:
Clarendon Press, 1961).
[8]See Ainslie Roberts and Ch. P. Mountford, The
Dreamtime Book: Australian Aborigine
Myths in Paintings (Adelaide: Rigby,
1973). The quotations are taken from
their The First Sunrise, a shorter presentation of their work, pages 9
and 11. The the omitted part between
these quotations includes:
"These
myths also describe how, before creation times, the uncreated and eternal earth
had always existed as a large flat disc floating in space. [...]
It was a dead, silent world. Yet,
slumbering beneath that monotonous surface, were indeterminate forms of life
that would eventually transform the forbidding landscape into the world as the
aborigines know it today. As the ages
passed, these mythical beings began to emerge from beneath the plain and to
wander haphazardly over its surface."
[9]Rudolf Bultmann, "The Testament and
Mythology", pp. 1-44 in H.W. Bartsch, Kerygman and Myth
(London: SPCK; 2nd edition). Quotes are from pages 1 and 3.
[11]See for example the papers by Rudolf Carnap and Grover
Maxwell in the first and third volume of Minnesota Studies in the Philosophy
of Science. Among the earlier papers
leading up to this are e. g. Wilfrid Sellars, "Concepts as involving laws
and inconceivable without them", Philosophy of Science 50 (1948),
287-315 and Paul Feyerabend, "An attempt at a realistic interpretation of
experience", Proceedings of the Aristotelian Society n.s. 58
(1958), 143ff.